Disclosures
The legally required reading list. We'll keep this page in sync with our regulatory filings as the platform matures.
Form ADV (Parts 2A & 2B)
Grounded Wealth Management LLC's investment advisory brochure and brochure supplements. Required to be delivered before any advisory relationship begins.
Document publication pending.
Form CRS
Client Relationship Summary — a two-page overview of services, fees, conflicts, and disciplinary history.
Document publication pending.
Fee schedule
How we get paid: subscription pricing, advisory fees, and the (zero) commissions on trades. We earn the same way no matter what you decide.
Document publication pending.
Custody and insurance
FDIC pass-through coverage for Grounded Checking. SIPC coverage for Grounded Investment accounts. Excess SIPC limits where applicable.
Document publication pending.
Conflicts of interest
Honest narrative of where our incentives could pull against yours, and the guardrails we've put in place — fiduciary duty, no payment-for-order-flow, no commissions on funds.
Document publication pending.
Need a specific filing now? Email compliance@grounded.money and we'll send it directly.